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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

ULLAND INVESTMENT ADVISORS, LLC

CRD 109610

MINNEAPOLIS, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:73c20545-0be0-d0d7-200b-7c8d98f14900

Data as of Jun 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 6
On other graphs: 0
Observed: Feb 14, 2012 to Jun 8, 2026
27 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $443MItem 5.F on the latest filing (2026-06-08); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $443M
Private client RAUM: $443MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $148Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 211
Individual clients: 125
High net worth clients: 86
Custody, client assets: $101M
SEC number: 801-57473
CRD: 109610
Filings on the tape: 27
First filed: Feb 14, 2012
Latest filed: Jun 8, 2026
Organised: Limited Liability Company, MN
Website: ullandinvestment.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	In industry	Prior firms	Dual registered
Nathaniel Javner Beebe	Chartered Financial Analyst	MINNEAPOLIS, MN	15	n/a	no
Jared Perry Plotz	Chartered Financial Analyst	MINNEAPOLIS, MN	14	n/a	no
James Robin Goodfellow Skjong	n/a	MINNEAPOLIS, MN	21	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Beebe, Nathaniel, J.	President	C	yes	10/2024	Mar 30, 2020	Nov 8, 2024
PLOTZ, JARED, PERRY	DIRECTOR OF RESEARCH	A	yes	01/2017	Mar 30, 2020	Nov 8, 2024
Skjong, James, Robin Goodfellow	CHIEF COMPLIANCE OFFICER	A	yes	01/2006	Jan 24, 2017	Nov 8, 2024
ULLAND, JAMES, EDWARD	CHIEF EXECUTIVE OFFICER	D	yes	07/1997	Feb 14, 2012	Nov 8, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$443M	$443M	5	4	0	n/a	n/a
2024	Mar 28, 2025	$451M	$451M	5	4	0	n/a	n/a
2023	Mar 26, 2024	$377M	$377M	6	5	0	n/a	n/a
2022	Mar 31, 2023	$462M	$454M	6	5	0	n/a	n/a
2021	Mar 25, 2022	$637M	$627M	6	5	0	n/a	n/a
2020	Mar 17, 2021	$468M	$466M	6	5	0	n/a	n/a
2019	Mar 30, 2020	$360M	$360M	6	5	0	n/a	n/a
2018	Mar 19, 2019	$298M	$298M	6	5	0	n/a	n/a
2017	Mar 27, 2018	$321M	$321M	6	5	0	n/a	n/a
2016	Jan 24, 2017	$298M	$298M	6	4	n/a	n/a	n/a
2015	Mar 24, 2016	$279M	$278M	7	5	n/a	n/a	n/a
2014	Mar 17, 2015	$300M	$299M	7	5	n/a	n/a	n/a
2013	Mar 6, 2014	$271M	$271M	8	5	n/a	n/a	n/a
2012	Feb 19, 2013	$221M	$221M	7	4	n/a	n/a	n/a
2011	Feb 14, 2012	$171M	$171M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$443M	$451M	-1.9%	$462M	-1.4%	5	5	0	0

Relationships

Registered with (4)

← James Robin Goodfellow SkjongAdvisorregistration: current employment
May 4, 2026 to presentfactForm ADV
← Jared Perry PlotzAdvisorregistration: current employment
Jan 12, 2026 to presentfactForm ADV
← Nathaniel Javner BeebeAdvisorregistration: current employment
Jan 9, 2026 to presentfactForm ADV
← Andrew S. UllandAdvisorregistration: previous registration
Jul 20, 2000 to Dec 31, 2002factForm ADV

Controls (4)

← ULLAND, JAMES, EDWARDOwnerCHIEF EXECUTIVE OFFICER, ownership code D, individual
Feb 14, 2012 to Nov 8, 2024factForm ADV
← PLOTZ, JARED, PERRYOwnerDIRECTOR OF RESEARCH, ownership code A, individual
Mar 30, 2020 to Nov 8, 2024factForm ADV
← Skjong, James, Robin GoodfellowOwnerCHIEF COMPLIANCE OFFICER, ownership code A, individual
Jan 24, 2017 to Nov 8, 2024factForm ADV
← Beebe, Nathaniel, J.OwnerPRESIDENT, ownership code C, individual
Mar 30, 2020 to Nov 8, 2024factForm ADV

Dated events

Occurred
Mar 31, 2023
Regulatory AUM changed
Ulland Investment Advisors, Llc reported RAUM $461.9M, down 27% from $637.0M (2022-11-09 to 2023-03-31)
Form ADVobserved 6 days ago
$-175M
Occurred
Mar 25, 2022
Regulatory AUM changed
Ulland Investment Advisors, Llc reported RAUM $637.0M, up 36% from $468.3M (2021-03-17 to 2022-03-25)
Form ADVobserved 6 days ago
$169M
Occurred
Mar 17, 2021
Regulatory AUM changed
Ulland Investment Advisors, Llc reported RAUM $468.3M, up 30% from $359.7M (2020-12-21 to 2021-03-17)
Form ADVobserved 6 days ago
$109M
Occurred
May 28, 2020
Succession filed (Item 4)
Ulland Investment Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2020
Control person joined
J. Nathaniel Beebe (Portfolio Manager) appeared on Schedule A of Ulland Investment Advisors, Llc
Form ADVobserved 6 days ago
Occurred
Mar 30, 2020
Control person joined
Perry Jared Plotz (Director Of Research) appeared on Schedule A of Ulland Investment Advisors, Llc
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:73c20545-0be0-d0d7-200b-7c8d98f14900
First observed: Feb 14, 2012
Last observed: Jun 8, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ULLAND INVESTMENT ADVISORS, LLC

CRD 109610

MINNEAPOLIS, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:73c20545-0be0-d0d7-200b-7c8d98f14900

Data as of Jun 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:11 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Nathaniel Javner Beebe

Chartered Financial Analyst

MINNEAPOLIS, MN

n/a

Jared Perry Plotz

Chartered Financial Analyst

MINNEAPOLIS, MN

n/a

James Robin Goodfellow Skjong

n/a

MINNEAPOLIS, MN

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Beebe, Nathaniel, J.

President

yes

10/2024

Mar 30, 2020

Nov 8, 2024

PLOTZ, JARED, PERRY

DIRECTOR OF RESEARCH

yes

01/2017

Mar 30, 2020

Nov 8, 2024

Skjong, James, Robin Goodfellow

CHIEF COMPLIANCE OFFICER

yes

01/2006

Jan 24, 2017

Nov 8, 2024

ULLAND, JAMES, EDWARD

CHIEF EXECUTIVE OFFICER

yes

07/1997

Feb 14, 2012

Nov 8, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$443M

n/a

2024

Mar 28, 2025

$451M

n/a

2023

Mar 26, 2024

$377M

n/a

2022

Mar 31, 2023

$462M

$454M

n/a

2021

Mar 25, 2022

$637M

$627M

n/a

2020

Mar 17, 2021

$468M

$466M

n/a

2019

Mar 30, 2020

$360M

n/a

2018

Mar 19, 2019

$298M

n/a

2017

Mar 27, 2018

$321M

n/a

2016

Jan 24, 2017

$298M

n/a

2015

Mar 24, 2016

$279M

$278M

n/a

2014

Mar 17, 2015

$300M

$299M

n/a

2013

Mar 6, 2014

$271M

n/a

2012

Feb 19, 2013

$221M

n/a

2011

Feb 14, 2012

$171M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$443M

$451M

-1.9%

$462M

-1.4%