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Advisor at INDEPENDENT ADVISOR ALLIANCE, LLC
Cornelius, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INDEPENDENT ADVISOR ALLIANCE, LLC | Independent wealth | Nov 29, 2017 | n/a | yes | Cornelius, NC | Current employment |
| CORNERSTONE WEALTH | Former SEC adviser | Apr 8, 2016 | Dec 31, 2017 | no | Huntersville, NC | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jul 26, 2007 | Apr 5, 2016 | no | CHARLOTTE, NC|CHARLOTTE, NC|CHARLOTTE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CORNERSTONE WEALTH | INDEPENDENT ADVISOR ALLIANCE, LLC | Dec 31, 2017 | Nov 29, 2017 | -32 | Firm change after gap | Other |
| WELLS FARGO ADVISORS | CORNERSTONE WEALTH | Apr 5, 2016 | Apr 8, 2016 | 3 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 157935:168267:NC:2017-12-31 | Dec 31, 2017 | Nov 29, 2017 | HUNTERSVILLE, NC | Firm change after gap |