DFX Intelligence

B••• J••••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner20 years in industry

B••• J••••• P••••••

Advisor at S••••• M•••••••••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:73c61756-3640-fe49-cdbf-3b703a19c29e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 16, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• M•••••••••	Independent wealth	Jul 15, 2021	n/a	yes	NORTH LITTLE ROCK, AR\|Castle Rock, CO	Current employment
C••••••••• W••••• A••••••	Independent wealth	May 23, 2018	Jun 25, 2021	no	GREENWOOD VILLAGE, CO\|Savannah, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• W••••• A••••••	S••••• M•••••••••	Jun 25, 2021	Jul 15, 2021	20	Firm change	RIA to RIA
C•••••• S••••• • C••• I•••	C••••••••• W••••• A••••••	May 2, 2018	May 23, 2018

Relationships

Registered with (4)

→ S••••• M•••••••••Registered adviserregistration: current employment
Jul 15, 2021 to presentfactForm ADV
→ C••••••••• W••••• A••••••Registered adviserregistration: previous registration
May 23, 2018 to Jun 25, 2021factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Jul 29, 2016 to May 2, 2018factForm ADV
→ S•••••••• A••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:73c61756-3640-fe49-cdbf-3b703a19c29e
First observed: May 16, 2012
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.