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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
Palm Beach, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Jun 29, 2026 | n/a | yes | Palm Beach, FL | Current employment |
| MORGAN STANLEY | Wirehouse | Nov 17, 2010 | Jan 4, 2024 | no | NORTH PALM BEACH, FL|W. PALM BEACH, FL|BOCA RATON, FL|BOCA RATON, FL|West Palm Beach, FL|West Palm Beach, FL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Apr 28, 2009 | Apr 29, 2010 | no | CHARLOTTE, NC|CHARLOTTE, NC | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Oct 1, 2003 | Sep 6, 2005 | no | BOCA RATON, FL | Previous registration |
| GUNNALLEN FINANCIAL, INC | n/a | Dec 5, 2002 | Sep 5, 2003 | no | FT. LAUDERDALE, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | RAYMOND JAMES & ASSOCIATES, INC. | Jan 4, 2024 | Jun 29, 2026 | 907 | Firm change after gap | Wirehouse to ibd |
| WELLS FARGO ADVISORS | MORGAN STANLEY | Apr 29, 2010 | Nov 17, 2010 | 202 | Firm change | Wirehouse to wirehouse |
| GUNNALLEN FINANCIAL, INC | WELLS FARGO ADVISORS | Sep 5, 2003 | Oct 1, 2003 | 26 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:705:FL:2023-12-13 | Jan 4, 2024 | Jun 29, 2026 | WEST PALM BEACH, FL | Firm change after gap |