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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

TODD ROBERT FINCANNON

Advisor at OSAIC WEALTH, INC.

MERRILLVILLE, IN

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Search this name across graphsid dfx:ria:73c92048-ca53-a2b2-0da9-795b4c54d170

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jul 25, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 29, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Sep 29, 2000
First registration: Jul 25, 2002
Dual registered: yes, broker-dealer
Other names: TODD R FINCANNON
IAPD individual key: 4264601

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 19, 2024	n/a	yes	MERRILLVILLE, IN	Current employment
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Sep 27, 2016	Jan 19, 2024	no	MERRILLVILLE, IN\|MERRILLVILLE, IN\|NAPLES, FL	Previous registration
UHLMANN INVESTMENT MANAGEMENT, L.L.C.	Independent wealth	Feb 4, 2014	Oct 19, 2016	no	SKOKIE, IL\|MERRIVILLE, IN	Previous registration
PERPETUAL WEALTH CAPITAL MANAGEMENT, LLC	n/a	Feb 8, 2012	Mar 31, 2017	no	MERRILLVILLE, IN	Previous registration
PERPETUAL WEALTH CAPITAL MANAGEMENT, LLC	n/a	Feb 7, 2012	Dec 31, 2013	no	MERRILLVILLE, IN	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Nov 2, 2006	Dec 19, 2011	no	MERRILLVILLE, IN\|MERRILLVILLE, IN	Previous registration
AMERICAN GENERAL SECURITIES INCORPORATED	n/a	Jul 25, 2002	Feb 10, 2005	no	FISHERS , IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WOODBURY FINANCIAL SERVICES, INC.	OSAIC WEALTH, INC.	Jan 19, 2024	Jan 19, 2024	0	Bulk transfer	Ibd to ibd
PERPETUAL WEALTH CAPITAL MANAGEMENT, LLC	UHLMANN INVESTMENT MANAGEMENT, L.L.C.	Mar 31, 2017	Feb 4, 2014	-1,151	Firm change after gap	Other
UHLMANN INVESTMENT MANAGEMENT, L.L.C.	WOODBURY FINANCIAL SERVICES, INC.	Oct 19, 2016	Sep 27, 2016	-22	Firm change	Other
OSAIC WEALTH, INC.	PERPETUAL WEALTH CAPITAL MANAGEMENT, LLC	Dec 19, 2011	Feb 7, 2012	50	Firm change	Other
AMERICAN GENERAL SECURITIES INCORPORATED	OSAIC WEALTH, INC.	Feb 10, 2005	Nov 2, 2006	630	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
158548:118025:IN:2017-03-27	Mar 31, 2017	Feb 4, 2014	MERRILLVILLE, IN	Firm change after gap

Relationships

Registered with (5)

→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Nov 2, 2006 to Dec 19, 2011factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Sep 27, 2016 to Jan 19, 2024factForm ADV
→ PERPETUAL WEALTH CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 8, 2012 to Mar 31, 2017factForm ADV
→ UHLMANN INVESTMENT MANAGEMENT, L.L.C.Registered adviserregistration: previous registration
Feb 4, 2014 to Oct 19, 2016factForm ADV
→ AMERICAN GENERAL SECURITIES INCORPORATEDRegistered adviserregistration: previous registration
Jul 25, 2002 to Feb 10, 2005factForm ADV

Dated events

No dated event names this entity yet.