DFX Intelligence

A••• N•••••••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner16 years in industry

A••• N•••••••• W•••••

Advisor at E• W••••• A•••••••

TORRANCE, CA | San Diego, CA

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Search this name across graphsid dfx:ria:73cb823a-8e88-50bc-a7eb-3a18b12e8c8b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 30, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 29, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E• W••••• A•••••••	Independent wealth	Jan 1, 2025	n/a	yes	San Diego, CA\|TORRANCE, CA	Current employment
D••••••• W••••• A•••••••• I•••	Former SEC adviser	Jul 30, 2010	Jul 26, 2018	no	SAN DIEGO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••••••• W••••• A•••••••• I•••	E• W••••• A•••••••	Jul 26, 2018	Jan 1, 2025	2,351	Firm change after gap	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
113067:111147:CA:2018-07-26	Jul 26, 2018	Jan 1, 2025	SAN DIEGO, CA	Firm change after gap

Relationships

Registered with (2)

→ E• W••••• A•••••••Registered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ D••••••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Jul 30, 2010 to Jul 26, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:73cb823a-8e88-50bc-a7eb-3a18b12e8c8b
First observed: Jul 30, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.