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T••••• M•••••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor50 years in industry

T••••• M•••••• P•••••

Advisor at C••••••

Portland , ME

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:73d1e68d-8c80-73f8-9f07-af0d79b561d7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 1
Observed: Oct 4, 2002 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

T••••• M•••••• P•••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 1975earliest registration or exam on IAPD
Years in industry: 50derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••	Independent wealth	Aug 20, 2026	n/a	yes	Portland , ME	Current employment
H••• P•••••	Independent wealth	Oct 4, 2002	Aug 26, 2026	no	PORTLAND, ME\|PORTLAND, ME\|PORTLAND, ME

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
H••• P•••••	C••••••	Aug 26, 2026	Aug 20, 2026	-6	Firm change	RIA to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
2993:319448:ME:2026-08-20	Aug 26, 2026	Aug 20, 2026	PORTLAND, ME	Firm change

Relationships

Registered with (2)

→ C••••••Registered adviserregistration: current employment
Aug 20, 2026 to presentfactForm ADV
→ H••• P•••••Registered adviserregistration: previous registration
Oct 4, 2002 to Aug 26, 2026factForm ADV

Dated events

Occurred
Aug 26, 2026
Advisor changed firm
T••••• M•••••• P••••• left H••• P••••• for Corient (registered 2026-08-20)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:73d1e68d-8c80-73f8-9f07-af0d79b561d7
First observed: Oct 4, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.