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Advisor at INTEGRATED WEALTH CONCEPTS LLC
LAWRENCE, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INTEGRATED WEALTH CONCEPTS LLC | Independent wealth | Sep 15, 2026 | n/a | yes | LAWRENCE, KS | Current employment |
| KEATING FINANCIAL ADVISORY SERVICES | Independent wealth | Oct 18, 2007 | n/a | yes | MANHATTAN, KS|MANHATTAN, KS | Current employment |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jan 2, 2009 | Jul 1, 2025 | no | LAWRENCE, KS|LAWRENCE, KS | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jan 2, 2009 | Jul 1, 2025 | no | LAWRENCE, KS|LAWRENCE, KS | Previous registration |
| KEATING FINANCIAL ADVISORY SERVICES | Independent wealth | Oct 18, 2007 | Sep 15, 2026 | no | LAWRENCE, KS|MANHATTAN, KS|MANHATTAN, KS | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | n/a | Sep 17, 1999 | Jan 2, 2009 | no | LAWRENCE, KS|LAWRENCE, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KEATING FINANCIAL ADVISORY SERVICES | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Sep 15, 2026 | Jan 2, 2009 | -6,465 | Firm change after gap | Other |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | INTEGRATED WEALTH CONCEPTS LLC | Jul 1, 2025 | Sep 15, 2026 | 441 | Firm change after gap | Ibd to RIA |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | KEATING FINANCIAL ADVISORY SERVICES | Jan 2, 2009 | Oct 18, 2007 | -442 | Firm change after gap | Other |