DFX Intelligence

S•••• H• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

S•••• H• H••••••

Advisor at M••••• P•••••••• L••

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:73d51198-7e77-8195-9808-3ce024a43d65

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 8, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• P•••••••• L••	Independent wealth	Nov 18, 2024	n/a	yes	SAN FRANCISCO, CA	Current employment
W•••• F•••• A•••••••	Wirehouse	Apr 8, 2013	Nov 27, 2024	no	WALNUT CREEK, CA\|ORINDA, CA\|LAFAYETTE, CA\|SAN FRANCISCO, CA\|Incline Village, NV\|Austin, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	M••••• P•••••••• L••	Nov 27, 2024	Nov 18, 2024	-9	Firm change	Wirehouse to new firm

Relationships

Registered with (2)

→ M••••• P•••••••• L••Registered adviserregistration: current employment
Nov 18, 2024 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Apr 8, 2013 to Nov 27, 2024factForm ADV

Dated events

Occurred
Nov 27, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:73d51198-7e77-8195-9808-3ce024a43d65
First observed: Apr 8, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.