This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CHARLES SCHWAB & CO., INC.

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Mar 1, 2004earliest registration or exam on IAPD

Years in industry

22derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Exams

S66|S63

First exam

Mar 18, 2004

First registration

Oct 3, 2017

Dual registered

yes, broker-dealer

Other names

TONY ZAPATA|ANTONIO ANGEL ZAPATA|ANTONIO A ZAPATA

IAPD individual key

1177026

• Occurred

  Jul 16, 2025
  Advisor changed firm

  Antonio Angel Zapata left Assetmark, Inc. for Charles Schwab & Co., Inc. (registered 2025-08-12)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:73d8b3e1-a4ee-3fe0-0b5d-e0c6d7b6d3f8

First observed

Oct 3, 2017

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.