DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at J••• M••••• S••••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J••• M••••• S••••••••• L•• | Wirehouse | May 23, 2013 | n/a | yes | NEW HYDE PARK, NY|NEW YORK, NY | Current employment |
| M••••• S•••••• | Wirehouse | Jun 1, 2009 | May 20, 2013 | no | JERSEY CITY, NJ|JERSEY CITY, NJ|PURCHASE, NY |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••• S•••••• | J••• M••••• S••••••••• L•• | May 20, 2013 | May 23, 2013 | 3 | Firm change | Wirehouse to wirehouse |
| M••••• S•••••• • C•• L•• | M••••• S•••••• | Jun 1, 2009 | Jun 1, 2009 |
| M••••• S•••••• • C•• L•• | n/a | Oct 10, 2007 | Jun 1, 2009 | no | JERSEY CITY, NJ | Previous registration |
| M••••• S•••••• D• I••• | n/a | Sep 3, 2004 | Feb 7, 2005 | no | PURCHASE, NY | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| M••••• S•••••• D• I••• | M••••• S•••••• • C•• L•• | Feb 7, 2005 | Oct 10, 2007 | 975 | Firm change after gap | Other |