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Advisor at ALLIANCEBERNSTEIN L.P.
NASHVILLE, TN | Franklin, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALLIANCEBERNSTEIN L.P. | Other adviser | Jun 20, 2023 | n/a | yes | NASHVILLE, TN|Franklin, TN | Current employment |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Dec 9, 2021 | May 30, 2023 | no | Fairfield, IA | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Dec 1, 2017 | Jun 4, 2018 | no | DENVER, CO|Franklin, TN | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Jul 15, 2016 | Dec 1, 2017 | no | DENVER, CO|Franklin, TN | Previous registration |
| CURIAN CAPITAL, LLC | Former SEC adviser | Mar 28, 2006 | Oct 19, 2016 | no | DENVER, CO | Previous registration |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Aug 29, 2003 | Mar 29, 2006 | no | IRVING, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | ALLIANCEBERNSTEIN L.P. | May 30, 2023 | Jun 20, 2023 | 21 | Firm change | Other |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Jun 4, 2018 | Dec 9, 2021 | 1,284 | Firm change after gap | Other |
| CURIAN CAPITAL, LLC | NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Oct 19, 2016 | Jul 15, 2016 | -96 | Channel change | Other |
| AVANTAX ADVISORY SERVICES | CURIAN CAPITAL, LLC | Mar 29, 2006 | Mar 28, 2006 | -1 | Firm change | Other |