This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.89 fund_share=0.0 institutional_share=0.11 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$414MItem 5.F on the latest filing (2026-03-23); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$414M

Private client RAUM

$370MderivedItem 5.D individuals plus high net worth individuals

Private client share

89%derivedprivate client RAUM over total RAUM

Advisors on IAPD

1

RAUM per advisor

$414Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

2

Advisory employees

1

Offices

0Schedule D 1.F, beyond the principal office

Accounts

434

Individual clients

16

High net worth clients

96

SEC number

801-107524

CRD

115350

Filings on the tape

19

First filed

Nov 17, 2011

Latest filed

Mar 23, 2026

Organised

Corporation, TX

• Occurred

  Jan 19, 2024
  Control person joined

  S Will Clark (Chief Compliance Officer) appeared on Schedule A of Garner Asset Management Corporation

  Form ADVobserved 6 days ago
• Occurred

  Mar 22, 2016
  First Form ADV filing

  Garner Asset Management Corporation filed its initial SEC registration (Form ADV)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:73fbb26a-4942-28b2-cd2c-9526fb696f93

First observed

Nov 17, 2011

Last observed

Mar 23, 2026 6 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.