DFX Intelligence

M••• T•••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst26 years in industry

M••• T•••• B••••

Advisor at N•• D•••• R•••••••• I•••

SARASOTA, FL

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Search this name across graphsid dfx:ria:73ff0417-11de-a66a-35b5-4f54bdc10d9f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 3, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•• D•••• R•••••••• I•••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Jan 20, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•• D•••• R•••••••• I•••	Asset manager	May 24, 2012	n/a	yes	SARASOTA, FL	Current employment
S••••• W••••• A•••••••• I•••	No RAUM reported	Jan 3, 2012	Apr 23, 2012	no	ENGLEWOOD, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• W••••• A•••••••• I•••	N•• D•••• R•••••••• I•••	Apr 23, 2012	May 24, 2012	31	Firm change	Other
C•••••• S••••• • C••• I•••	S••••• W••••• A•••••••• I•••	Dec 31, 2011	Jan 3, 2012

Relationships

Registered with (3)

→ N•• D•••• R•••••••• I•••Registered adviserregistration: current employment
May 24, 2012 to presentfactForm ADV
→ S••••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 3, 2012 to Apr 23, 2012factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Mar 3, 2009 to Dec 31, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:73ff0417-11de-a66a-35b5-4f54bdc10d9f
First observed: Mar 3, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.