B••••• V•• L•••

Advisor at J••• M••••• S••••••••• L••

LAKE HAVASU CITY, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:74105c17-2868-0a05-42b1-863c7675d115

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 13, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Aug 1, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	May 29, 2019	n/a	yes	LAKE HAVASU CITY, AZ	Current employment
C••••• A•••••• N••••••• L••	Former SEC adviser	May 30, 2018	Jun 24, 2019	no	LAKE HAVASU CITY, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A•••••• N••••••• L••	J••• M••••• S••••••••• L••	Jun 24, 2019	May 29, 2019	-26	Firm change	Ibd to wirehouse
A•••••• A••••••• S•••••••	C••••• A•••••• N••••••• L••	Jun 8, 2018	May 30, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
117824:13572:MN:2017-02-15	Feb 15, 2017	Jan 13, 2014	MAPLE GROVE, MN	Firm change after gap

Relationships

Registered with (5)

→ J••• M••••• S••••••••• L••Registered adviserregistration: current employment
May 29, 2019 to presentfactForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
May 30, 2018 to Jun 24, 2019factForm ADV
→ A•••••• A••••••• S•••••••Registered adviserregistration: previous registration
Nov 2, 2017 to Jun 8, 2018factForm ADV
→ A••••••••• W••••• P•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:74105c17-2868-0a05-42b1-863c7675d115
First observed: Jan 13, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.