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Advisor at OSAIC WEALTH, INC.
OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jan 19, 2024 | n/a | yes | OVERLAND PARK, KS | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 25, 2023 | Mar 2, 2023 | no | SAN DIEGO, CA|OVERLAND PARK, KS|Overland Park, KS | Previous registration |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | Mar 22, 2010 | Jan 19, 2024 | no | OVERLAND PARK, KS|OVERLAND PARK, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WOODBURY FINANCIAL SERVICES, INC. | LPL FINANCIAL LLC | Jan 19, 2024 | Jan 25, 2023 | -359 | Firm change after gap | Ibd to RIA |
| LPL FINANCIAL LLC | OSAIC WEALTH, INC. | Mar 2, 2023 | Jan 19, 2024 | 323 | Firm change | RIA to ibd |