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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

SHADOWFALL CAPITAL & RESEARCH LLP

CRD 300174

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:741c1a08-113d-deb4-1b8b-8780c0928612

Data as of Mar 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 5
On other graphs: 0
Observed: Mar 4, 2019 to Mar 17, 2026
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.7 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $188MItem 5.F on the latest filing (2026-03-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $188M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 9
Private funds: 1Schedule D 7.B(1)
SEC number: 801-114930
CRD: 300174
Filings on the tape: 19
First filed: Mar 4, 2019
Latest filed: Mar 17, 2026
Organised: Limited Liability Partnership
Website: shadowfall.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
SHADOWFALL FUND LIMITED	Hedge Fund	$81.0M	May 3, 2024	9	Apr 4, 2023	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COLE, BRANDON, RHYS	Partner	Na	yes	01/2023	Apr 4, 2023	May 3, 2024
CS NOMINEES LIMITED	DESIGNATED MEMBER	Na	yes	07/2021	Jul 14, 2021	May 3, 2024
Earl, Matthew, Peter	FOUNDING PARTNER	D	yes	01/2017	Mar 4, 2019	May 3, 2024
Jacob, Stephen, John	CHIEF FINANCIAL OFFICER	Na	yes	01/2017	Oct 20, 2020	May 3, 2024
MORRIS, KIRSTY, LOUISE	COO & CCO	Na	yes	01/2019	Mar 4, 2019	May 3, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SHADOWFALL FUND LTD	n/a	n/a	n/a	Y	yes	n/a
SHADOWFALL GENERAL PARTNER	n/a	n/a	n/a	Y	yes	n/a
SHADOWFALL OFFSHORE FUND LTD	n/a	n/a	n/a	Y	yes	n/a
SHADOWFALL ONSHORE FUND LP	n/a	n/a	n/a	Y	yes	n/a
SHADOWFALL PUBLICATIONS LIMITED	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 17, 2026	$188M	$188M	9	3	1	n/a
2024	Mar 10, 2025	$250M	$250M	10	5	1	n/a
2023	Mar 25, 2024	$233M	$233M	12	6	1	$81.0M
2022	Apr 4, 2023	$86.8M	$86.8M	8	3	1	$4.1M
2021	Mar 30, 2022	$57.0M	$57.0M	9	5	n/a	n/a
2020	Mar 31, 2021	$40.1M	$100,000	8	2	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$188M	$250M	-24.9%	$86.8M	29.3%	9	10	0	0

Relationships

Advises (1)

→ SHADOWFALL FUND LIMITEDPrivate fundHedge Fund, IA
Apr 4, 2023 to presentfactForm ADV

Controls (5)

← MORRIS, KIRSTY, LOUISEOwnerCOO & CCO, ownership code NA, individual
Mar 4, 2019 to May 3, 2024factForm ADV
← Earl, Matthew, PeterOwnerFOUNDING PARTNER, ownership code D, individual
Mar 4, 2019 to May 3, 2024factForm ADV
← Jacob, Stephen, JohnOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Oct 20, 2020 to May 3, 2024factForm ADV
← COLE, BRANDON, RHYSOwnerPARTNER, ownership code NA, individual
Apr 4, 2023 to May 3, 2024factForm ADV
← CS NOMINEES LIMITEDOwnerDESIGNATED MEMBER, ownership code NA, foreign entity
Jul 14, 2021 to May 3, 2024factForm ADV

Dated events

Occurred
Oct 12, 2023
Regulatory AUM changed
Shadowfall Capital & Research Llp reported RAUM $237.8M, up 174% from $86.8M (2023-07-19 to 2023-10-12)
Form ADVobserved 5 days ago
$151M
Occurred
Apr 4, 2023
Control person joined
Rhys Brandon Cole (Partner) appeared on Schedule A of Shadowfall Capital & Research Llp
Form ADVobserved 5 days ago
Occurred
Jul 14, 2021
Control person left
James Mark Westcott (Partner) no longer on Schedule A of Shadowfall Capital & Research Llp (listed 2021-03-31, absent 2021-07-14)
Form ADVobserved 5 days ago
Occurred
Oct 20, 2020
Control person joined
John Stephen Jacob (Chief Financial Officer) appeared on Schedule A of Shadowfall Capital & Research Llp
Form ADVobserved 5 days ago
Occurred
Mar 4, 2019
First Form ADV filing
Shadowfall Capital & Research Llp filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:741c1a08-113d-deb4-1b8b-8780c0928612
First observed: Mar 4, 2019
Last observed: Mar 17, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SHADOWFALL CAPITAL & RESEARCH LLP

CRD 300174

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:741c1a08-113d-deb4-1b8b-8780c0928612

Data as of Mar 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:08 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

SHADOWFALL FUND LIMITED

Hedge Fund

$81.0M

May 3, 2024

Apr 4, 2023

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COLE, BRANDON, RHYS

Partner

yes

01/2023

Apr 4, 2023

May 3, 2024

CS NOMINEES LIMITED

DESIGNATED MEMBER

yes

07/2021

Jul 14, 2021

May 3, 2024

Earl, Matthew, Peter

FOUNDING PARTNER

yes

01/2017

Mar 4, 2019

May 3, 2024

Jacob, Stephen, John

CHIEF FINANCIAL OFFICER

yes

01/2017

Oct 20, 2020

May 3, 2024

MORRIS, KIRSTY, LOUISE

COO & CCO

yes

01/2019

Mar 4, 2019

May 3, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SHADOWFALL FUND LTD

n/a

yes

n/a

SHADOWFALL GENERAL PARTNER

n/a

yes

n/a

SHADOWFALL OFFSHORE FUND LTD

n/a

yes

n/a

SHADOWFALL ONSHORE FUND LP

n/a

yes

n/a

SHADOWFALL PUBLICATIONS LIMITED

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 17, 2026

$188M

n/a

2024

Mar 10, 2025

$250M

n/a

2023

Mar 25, 2024

$233M

$81.0M

2022

Apr 4, 2023

$86.8M

$4.1M

2021

Mar 30, 2022

$57.0M

n/a

2020

Mar 31, 2021

$40.1M

$100,000

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$188M

$250M

-24.9%

$86.8M

29.3%