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WELLSPRING FINANCIAL ADVISORS, LLC, CRD 143112
CLEVELAND, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| MICHAEL THOMAS NOVAK | Personal Financial Specialist | CLEVELAND, OH | 19 | 21 | 1 | no |
| RICHARD JOSEPH TURGEON | Chartered Financial Analyst | CLEVELAND, OH | 8 | 32 | n/a | no |
| Kathryn E Madzsar | Certified Financial Planner | CLEVELAND, OH | 8 | 12 | n/a | no |
| WILLIAM JOSEPH AMBROGIO | Certified Financial Planner | CLEVELAND, OH | 8 | 10 | n/a | no |
| Anna Vitale | Certified Financial Planner | CLEVELAND, OH | 0 | 12 | 1 | no |
| Jennifer R Staton | Certified Financial Planner | CLEVELAND, OH | 0 | 10 | n/a | no |
| Andrew Scott Doepker | Certified Financial Planner | CLEVELAND, OH | 0 | 10 | n/a | no |
| ERIC M HANNA | Certified Financial Planner | FAIRVIEW PARK, OH | CLEVELAND, OH | 0 | 10 | n/a | no |
| Andrew John Siciliano | Certified Financial Planner | CLEVELAND, OH | BROADVIEW HEIGHTS, OH | 0 | 10 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CAPUOZZO, LAURA, ANN | CHIEF COMPLIANCE OFFICER | A | yes | 01/2007 | Mar 29, 2012 | Sep 23, 2024 |
| KADLIC, JEFFREY, D | PRESIDENT & COO | Na | yes | 09/2024 | Sep 23, 2024 | Sep 23, 2024 |
| NOVAK, MICHAEL, THOMAS | MANAGING DIRECTOR | D | yes | 01/2007 | Mar 29, 2012 | Sep 23, 2024 |
| Staton, Jennifer | Director | B | no | 01/2021 | Apr 13, 2021 | Sep 23, 2024 |
| TURGEON, RICHARD, JOSEPH | Director | B | no | 04/2016 | Mar 29, 2019 | Sep 23, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 17, 2026 | $5.1B | $1.6B | 31 | 11 | 0 | n/a | n/a |
| 2024 | Mar 21, 2025 | $4.2B | $1.4B | 37 | 13 | 0 | n/a | n/a |
| 2023 | Mar 14, 2024 | $3.6B | $981M | 26 | 11 | 0 | n/a | n/a |
| 2022 | Mar 10, 2023 | $2.3B | $687M | 21 | 11 | 0 | n/a | n/a |
| 2021 | Mar 11, 2022 | $2.4B | $720M | 19 | 10 | 0 | n/a | n/a |
| 2020 | Mar 22, 2021 | $1.9B | $653M | 18 | 8 | 0 | n/a | n/a |
| 2019 | Mar 27, 2020 | $1.8B | $520M | 19 | 8 | 0 | n/a | n/a |
| 2018 | Mar 29, 2019 | $1.4B | $277M | 19 | 7 | 0 | n/a | n/a |
| 2017 | Mar 29, 2018 | $1.3B | $131M | 11 | 8 | 0 | n/a | n/a |
| 2016 | Mar 30, 2017 | $1.3B | $170M | 11 | 8 | n/a | n/a | n/a |
| 2015 | Mar 25, 2016 | $1.1B | $95.4M | 9 | 8 | n/a | n/a | n/a |
| 2014 | Mar 27, 2015 | $1.1B | $105M | 9 | 8 | n/a | n/a | n/a |
| 2013 | Mar 31, 2014 | $1.1B | $98.2M | 9 | 8 | n/a | n/a | n/a |
| 2012 | Apr 1, 2013 | $1.2B | $190M | 9 | 9 | n/a | n/a | n/a |
| 2011 | Mar 29, 2012 | $864M | $160M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 2 | -1 | 22.2% | 1 | 0 | 0 | 1 | 2 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $5.1B | $4.2B | 20.0% | $2.3B | 29.1% | 31 | 37 | 0 | 0 |