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Advisor at PRIVATE CLIENT SERVICES, LLC
LOUISVILLE, KY | Worthington, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRIVATE CLIENT SERVICES, LLC | Bd affiliated wealth | May 5, 2025 | n/a | yes | LOUISVILLE, KY|Worthington, OH | Current employment |
| HERITAGE WEALTH PARTNERS, LLC | Former SEC adviser | Nov 15, 2017 | Jul 10, 2025 | no | DUBLIN, OH | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Oct 31, 2014 | Nov 15, 2017 | no | DUBLIN, OH | Previous registration |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Jul 27, 2005 | Nov 17, 2014 | no | ONA, WV|COLUMBUS, OH|Dublin, OH|CINCINNATI, OH|COLUMBUS, OH | Previous registration |
| NEW ENGLAND SECURITIES CORPORATION | Former SEC adviser | Aug 13, 1999 | May 18, 2005 | no | COLUMBUS, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HERITAGE WEALTH PARTNERS, LLC | PRIVATE CLIENT SERVICES, LLC | Jul 10, 2025 | May 5, 2025 | -66 | Firm change after gap | RIA to ibd |
| LPL FINANCIAL LLC | HERITAGE WEALTH PARTNERS, LLC | Nov 15, 2017 | Nov 15, 2017 | 0 | Firm change | RIA to RIA |
| PRINCIPAL SECURITIES, INC. | LPL FINANCIAL LLC | Nov 17, 2014 | Oct 31, 2014 | -17 | Firm change | Other |
| NEW ENGLAND SECURITIES CORPORATION | PRINCIPAL SECURITIES, INC. | May 18, 2005 | Jul 27, 2005 | 70 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 290276:120222:OH:2025-07-10 | Jul 10, 2025 | May 5, 2025 | DUBLIN, OH | Firm change after gap |
| 6413:290276:OH:2017-11-15 | Nov 15, 2017 | Nov 15, 2017 | DUBLIN, OH | Firm change |