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Reading the graph
Advisor at MORGAN STANLEY
Palo Alto, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Nov 13, 2017 | n/a | yes | Palo Alto, CA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jan 3, 2011 | Nov 16, 2017 | no | MINNEAPOLIS, MN|PALO ALTO, CA|MENLO PARK, CA|PALO ALTO, CA|MINNEAPOLIS, MN | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Sep 20, 2007 | Jan 3, 2011 | no | MENLO PARK, CA|MENLO PARK, CA|MOUNTAIN VIEW, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | MORGAN STANLEY | Nov 16, 2017 | Nov 13, 2017 | -3 | Firm change | Wirehouse to wirehouse |
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |