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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

CHANDIS D FERGUSON

Advisor at INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

RUSSELL, KY | ORLANDO, FL

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Search this name across graphsid dfx:ria:742fd1f2-7d8e-d878-9407-ff04db6e13cb

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 12, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 22, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: May 22, 1995
First registration: Oct 12, 2004
Dual registered: yes, broker-dealer
Other names: CHANDIS FERGUSON
IAPD individual key: 2579994

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	Bd affiliated wealth	Mar 8, 2016	n/a	yes	RUSSELL, KY\|ORLANDO, FL	Current employment
SUNBELT SECURITIES	Bd affiliated wealth	Oct 12, 2011	Feb 16, 2016	no	Houston, TX\|HOUSTON, TX\|ASHLAND, KY\|HOUSTON, TX	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Nov 18, 2009	no	Huntington, WV	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Oct 12, 2004	Jun 1, 2009	no	NEW YORK, NY\|HUNTINGTON, WV\|HUNTINGTON, WV	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SUNBELT SECURITIES	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	Feb 16, 2016	Mar 8, 2016	21	Firm change	Other
MORGAN STANLEY	SUNBELT SECURITIES	Nov 18, 2009	Oct 12, 2011	693	Firm change after gap	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other

Relationships

Registered with (4)

→ INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: current employment
Mar 8, 2016 to presentfactForm ADV
→ SUNBELT SECURITIESRegistered adviserregistration: previous registration
Oct 12, 2011 to Feb 16, 2016factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Nov 18, 2009factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Oct 12, 2004 to Jun 1, 2009factForm ADV

Dated events

No dated event names this entity yet.