DFX Intelligence

D••••• M• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner16 years in industry

D••••• M• A••••••

Advisor at S••••• L••• C••••••• L••

METAIRIE, LA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 10, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• L••• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• L••• C••••••• L••	Independent wealth	May 22, 2023	n/a	yes	METAIRIE, LA	Current employment
A•••••• R••••••• C••••••	Independent wealth	Oct 26, 2020	May 18, 2023	no	Metairie, LA\|DALLAS, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• R••••••• C••••••	S••••• L••• C••••••• L••	May 18, 2023	May 22, 2023	4	Firm change	RIA to new firm
V•••• F•••••••• A•••••••• I•••	A•••••• R••••••• C••••••	Oct 23, 2020	Oct 26, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
164109:324386:TX:2023-05-18	May 18, 2023	May 22, 2023	DALLAS, TX	Firm change

Relationships

Registered with (3)

→ S••••• L••• C••••••• L••Registered adviserregistration: current employment
May 22, 2023 to presentfactForm ADV
→ A•••••• R••••••• C••••••Registered adviserregistration: previous registration
Oct 26, 2020 to May 18, 2023factForm ADV
→ V•••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jun 10, 2010 to Oct 23, 2020factForm ADV

Dated events

Order

Occurred
18 May 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 10, 2010
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.