DFX Intelligence

S••••• L••• C••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserIndependent wealth managerSEC registeredRAUM 1b 10b

S••••• L••• C••••••• L••

CRD 324386

METAIRIE, LA

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Data as of Jul 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 32
Dated events: 13
On other graphs: 0
Observed: Mar 29, 2023 to Jul 16, 2026
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderived••• Locked
Regulatory AUM: $1.3B••• Locked
Discretionary RAUM: $1.3B
Private client RAUM: $666Mderived••• Locked
Private client share: 50%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 24
RAUM per advisor: $55.2Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
R••••• V••••••• B••••	n/a	Gretna, LA \| METAIRIE, LA	3	43	4	yes
S•••••• B•••••• B•••••	n/a	METAIRIE, LA	3	26

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••••• J•••	CEO, MEMBER	B	yes	04/2023	Jul 16, 2026	Jul 16, 2026
F•••• L••• C•••••• L••	Owner	E	yes	01/2026	Jul 16, 2026	Jul 16, 2026

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S••••• L••• H•••••••• L••	n/a	n/a	n/a	Y	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Covington	La	United States	4	yes
Metairie	La	United States	1	no
n/a	n/a	n/a	1	yes

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	0.0%	0	0	0	5	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.3B	$723M	83.1%	n/a	n/a	28	23	4	4

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
A•••••• R••••••• C••••••	3	May 18, 2023	May 18, 2023	METAIRIE, LA	Team lift out	RIA to new firm	3.3%
A•••••• R••••••• C••••••	11	May 18, 2023	Jun 19, 2023

Relationships

Controls (4)

← S••••••• P• D••••OwnerMEMBER, ownership code C, individual
Apr 7, 2023 to Mar 29, 2024factForm ADV
← F•••• L••• C•••••• L••OwnerOWNER, ownership code E, domestic entity
Jul 16, 2026 to presentfactForm ADV
← B•••••••• J•••OwnerMEMBER, ownership code C, individual
Apr 7, 2023 to Mar 29, 2024factForm ADV
← F••••••• P•••••• W••••• L••OwnerOWNER, ownership code E, domestic entity
Apr 7, 2023 to Mar 29, 2024fact

Dated events

1 bookkeeping event (roster, classification and holdings changes) folded below

Order

Occurred
16 Jul 2026
Ria majority owner change2 events
S••••• L••• C••••••• L••: ria majority owner change, 2 events, on 16 Jul 2026
- ••• Locked
- ••• Locked
Occurred
31 Mar 2026
Regulatory AUM changed
••• Locked
Form ADV
$601M
Occurred
16 Jul 2026
Ria office opened
••• Locked
Form ADV
Occurred
27 Mar 2025
Regulatory AUM changed
••• Locked
Form ADV
$321M
Occurred
29 Mar 2024
Regulatory AUM changed
••• Locked
Form ADV
$122M

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 29, 2023
Last observed: Jul 16, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 24 rows

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
A•••• G••••• H••••••••	n/a	METAIRIE, LA	3	29	4	no
D••••• M• A••••••	Certified Financial Planner	METAIRIE, LA	3	16	2	no
B••••••• S•••••• B•••••	n/a	METAIRIE, LA \| Folsom, LA	3	20	5	no
B•••• G••••• M••••	n/a	METAIRIE, LA \| Metairie, LA	3	33	2	no
J••• R••••• A••••••	n/a	METAIRIE, LA	3	35	2	no
J••••• B•••• A••••••	n/a	METAIRIE, LA \| Covington, LA	3	10	1	no
J••••• T••••••• R•••••	n/a	METAIRIE, LA	2	19	3	no
M•••••• D•••• S•• M•••••	n/a	METAIRIE, LA	2	12	n/a	no
J••••• H•••••• C••••••	Certified Financial Planner	Duncan, OK	1	34	8	no
C••••••••• D•••• W••••	n/a	METAIRIE, LA	1	20	n/a	no
B••••• C•••••• M••••	n/a	METAIRIE, LA	1	19	2	no
K••• H•••••• C••••••	n/a	DUNCAN, OK \| METAIRIE, LA	0	10	n/a	no
D••••• P• T•••••	n/a	COVINGTON, LA \| METAIRIE, LA	0	11	2	no
K••••• M••••••	n/a	METAIRIE, LA	0	19	2	no