DFX Intelligence

T•• I••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

T•• I••••••••• I•••

CRD 284082

SAN JOSE, CA

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Search this name across graphsid dfx:ria:743cc76e-14ff-27b9-9bf6-54251aead75b

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 6
On other graphs: 0
Observed: Jun 6, 2016 to Mar 25, 2026
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $571M••• Locked
Discretionary RAUM: $571M
Private client RAUM: $570Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $190Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
H••••• W•••• W••••••	n/a	SAN JOSE, CA	10	34	1	no
H••••••• C••• W••••••	n/a	SAN JOSE, CA	10	12

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
W••••••• H•••••• W••••	PRESIDENT & OWNER	E	yes	02/2016	Jun 6, 2016	Apr 4, 2024
L•••••• S•••••• C••••••	CHIEF COMPLIANCE OFFICER	Na	no	03/2023	Mar 29, 2023	Apr 4, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$571M	$485M	17.6%	$302M	23.7%	3	3	0	0

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
T•• I•••••••••	2	Jul 7, 2016	Jun 30, 2016	SAN JOSE, CA	Channel change	Other	100.0%

Relationships

Registered with (3)

← P•••• M• T•Advisorregistration: current employment
Oct 4, 2023 to presentfactForm ADV
← H••••• W•••• W••••••Advisorregistration: current employment
Jun 30, 2016 to presentfactForm ADV
← H••••••• C••• W••••••Advisorregistration: current employment
Jun 30, 2016 to presentfactForm ADV

Owns (2)

Dated events

Occurred
Mar 29, 2024
Regulatory AUM changed
T•• I••••••••• I••• reported RAUM $405.5M, up 34% from $301.5M (2023-03-29 to 2024-03-29)
Form ADVobserved 7 days ago
$104M
Occurred
Mar 22, 2022
Regulatory AUM changed
T•• I••••••••• I••• reported RAUM $330.2M, up 46% from $226.4M (2021-03-29 to 2022-03-22)
Form ADVobserved 7 days ago
$104M
Occurred
Aug 12, 2019
Control person joined
Wilson Jay Haas (Chief Compliance Officer) appeared on Schedule A of T•• I••••••••• I•••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:743cc76e-14ff-27b9-9bf6-54251aead75b
First observed: Jun 6, 2016
Last observed: Mar 25, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.