DFX Intelligence

E•••• R•••• A•••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserNot on rosterRAUM 100m 1b

E•••• R•••• A•••• M••••••••• L••

CRD 161402

NEW YORK, NY

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Data as of Mar 22, 2013 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 1
Observed: Feb 14, 2012 to Mar 22, 2013
3 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

E•••• R•••• A•••• M••••••••• L••

Private credit manager · key_crd, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $257M••• Locked
Discretionary RAUM: $257M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
E•••• R•••• C••••• A•• E•••• M••••• F••• L•••	Hedge Fund	$257M	Mar 22, 2013	4	Feb 14, 2012	reported	n/a
E•••• R•••• C••••• A•• E•••• F••• L•••	Hedge Fund	$108M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• J•••••••• J••••	CHIEF OPERATING OFFICER AND MEMBER	B	yes	10/2010	Feb 14, 2012	Mar 22, 2013
E•••• B•••••••• J••••	PORTFOLIO MANAGER AND MEMBER	B	yes	10/2010	Feb 14, 2012	Mar 22, 2013

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
E•••• R•••• A•••• A••••••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Mar 22, 2013	$257M	$257M	6	3	n/a	3	$389M

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	$257M	n/a	n/a	n/a	n/a	6	n/a	n/a	n/a

Relationships

Advises (3)

→ E•••• R•••• C••••• A•• E•••• F••• L•••Private fundHedge Fund, IA
Feb 14, 2012 to presentfactForm ADV
→ E•••• R•••• C••••• A•• E•••• M••••• F••• L•••Private fundHedge Fund, IA
Feb 14, 2012 to presentfactForm ADV
→ E•••• R•••• C••••• A•• E•••• F••• L•Private fundHedge Fund, IA
Feb 14, 2012 to presentfactForm ADV

Owns (1)

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 14, 2012
Last observed: Mar 22, 2013 164 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.