DFX Intelligence

C•••••••• A• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner33 years in industry

C•••••••• A• L•••••

Advisor at L••••• F•••••••• P••••••• I•••

WINCHESTER, MA

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Search this name across graphsid dfx:ria:744e58c7-24a5-47e1-52ea-7f5c107048df

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 18, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••• F•••••••• P••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 17, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••• F•••••••• P••••••• I•••	Independent wealth	Jan 19, 2011	n/a	yes	WINCHESTER, MA	Current employment
W••••••• E•••• • C••••••• I•••	Former SEC adviser	Sep 18, 2009	Jan 19, 2011	no	BOSTON, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••• E•••• • C••••••• I•••	L••••• F•••••••• P••••••• I•••	Jan 19, 2011	Jan 19, 2011	0	Firm change	Other

Relationships

Registered with (2)

→ L••••• F•••••••• P••••••• I•••Registered adviserregistration: current employment
Jan 19, 2011 to presentfactForm ADV
→ W••••••• E•••• • C••••••• I•••Registered adviserregistration: previous registration
Sep 18, 2009 to Jan 19, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:744e58c7-24a5-47e1-52ea-7f5c107048df
First observed: Sep 18, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.