DFX Intelligence

A••••• A•••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

A••••• A•••• M••••

Advisor at N•••••••• P•••••••• L••

MINNEAPOLIS, MN | Elm Grove, WI

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Search this name across graphsid dfx:ria:745a9202-59eb-aa4b-f583-890836f980f4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Dec 12, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••••• P•••••••• L••	Independent wealth	Apr 3, 2026	n/a	yes	Elm Grove, WI\|MINNEAPOLIS, MN	Current employment
V•••••• F•••••••• P•••••••• L••	Former SEC adviser	Mar 10, 2026	Apr 29, 2026	no	ELM GROVE, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V•••••• F•••••••• P•••••••• L••	N•••••••• P•••••••• L••	Apr 29, 2026	Apr 3, 2026	-26	Firm change	RIA to RIA
T••••••• A•••••• N••••••• L••	V•••••• F•••••••• P•••••••• L••	Aug 19, 2021	Aug 18, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
315828:167908:WI:2026-04-29	Apr 29, 2026	Apr 3, 2026	ELM GROVE, WI	Firm change
18387:304569:WI:2019-09-25	Sep 25, 2019	Sep 25, 2019	ELM GROVE, WI	Firm change

Relationships

Registered with (4)

→ N•••••••• P•••••••• L••Registered adviserregistration: current employment
Apr 3, 2026 to presentfactForm ADV
→ V•••••• F•••••••• P•••••••• L••Registered adviserregistration: previous registration
Mar 10, 2026 to Apr 29, 2026factForm ADV
→ T••••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Sep 25, 2019 to Aug 19, 2021factForm ADV
→ T••••••• I••••••••• M••••••••• I•••

Dated events

Occurred
Apr 29, 2026
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:745a9202-59eb-aa4b-f583-890836f980f4
First observed: Dec 12, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.