DFX Intelligence

S••••••• P••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

S••••••• P••••••• L•

CRD 323078

NEW YORK, NY

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Search this name across graphsid dfx:ria:7464a078-b630-241e-1f3c-1e7a9d9a5f0a

Data as of Jun 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 4
On other graphs: 2
Observed: Oct 20, 2022 to Jun 26, 2026
8 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

S••••••• P••••••• L•

Private equity manager · shared crd

Independent Sponsorsidentity

S••••••• P••••••• L•

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $7.4B••• Locked
Discretionary RAUM: $7.4B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 28

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S••••••• M••••• F••• L•	Hedge Fund	$3.0B	Mar 29, 2024	133	Oct 20, 2022	reported	n/a
S••••••• O•••••• F••• L•	Hedge Fund	$1.2B	Mar 30, 2023

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G••••••• M•••• G••••	MANAGING MEMBER	E	yes	02/2022	Oct 20, 2022	Mar 29, 2024
G••••••• M•••• G••••	CHIEF INVESTMENT OFFICER / LIMITED PARTNER	E	yes	02/2022	Oct 20, 2022	Mar 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S••••••• A••••••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$7.4B	$4.8B	52.3%	$2.0B	54.6%	28	24	0	0

Relationships

Advises (3)

→ S••••••• M••••• F••• L•Private fundHedge Fund, IA
Oct 20, 2022 to presentfactForm ADV
→ S••••••• O•••••• F••• L•Private fundHedge Fund, IA
Mar 30, 2023 to presentfactForm ADV
→ S••••••• O••••••• F••• L•Private fundHedge Fund, IA
Mar 30, 2023 to presentfactForm ADV

Controls (5)

Dated events

Occurred
Mar 30, 2026
Regulatory AUM changed
S••••••• P••••••• L• reported RAUM $7.4B, up 52% from $4.8B (2026-02-26 to 2026-03-30)
Form ADVobserved 7 days ago
$2.5B
Occurred
Mar 28, 2025
Regulatory AUM changed
S••••••• P••••••• L• reported RAUM $4.8B, up 61% from $3.0B (2024-03-29 to 2025-03-28)
Form ADVobserved 7 days ago
$1.8B
Occurred
Mar 29, 2024
Regulatory AUM changed
S••••••• P••••••• L• reported RAUM $3.0B, up 50% from $2.0B (2023-03-30 to 2024-03-29)
Form ADVobserved 7 days ago
$1.0B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7464a078-b630-241e-1f3c-1e7a9d9a5f0a
First observed: Oct 20, 2022
Last observed: Jun 26, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.