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Advisor at CAPITAL CITIES INVESTMENTS
INDIANAPOLIS, IN | ENGLEWOOD, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAPITAL CITIES INVESTMENTS | Independent wealth | Jan 1, 2025 | n/a | yes | ENGLEWOOD, CO|INDIANAPOLIS, IN | Current employment |
| EQUITABLE ADVISORS, LLC | National bd RIA | Dec 10, 2009 | Sep 5, 2014 | no | LAKEWOOD, CO | Previous registration |
| WADDELL & REED | Former SEC adviser | Feb 27, 2008 | Dec 2, 2009 | no | LAS VEGAS, NV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EQUITABLE ADVISORS, LLC | CAPITAL CITIES INVESTMENTS | Sep 5, 2014 | Jan 1, 2025 | 3,771 | Firm change after gap | Ibd to RIA |
| WADDELL & REED | EQUITABLE ADVISORS, LLC | Dec 2, 2009 | Dec 10, 2009 | 8 | Firm change | Other |