DFX Intelligence

C•••••••• J••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)32 years in industry

C•••••••• J••• M•••••

Advisor at C••••• I••••••••• A••••••• L••

Trinity, FL

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Search this name across graphsid dfx:ria:74731d53-3d5c-a391-d3e3-6a2cdf7a61c7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 2, 1995 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Sep 8, 2026	n/a	yes	Trinity, FL	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Sep 8, 2026	n/a	yes	Trinity, FL	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	C••••• I••••••••• A••••••• L••	Sep 14, 2026	Sep 8, 2026	-6	Firm change	Ibd to ibd
A•••••• A••••••• S•••••••	C••••••••• F•••••••• N••••••	Dec 13, 2004	Aug 18, 2004

Team moves

••• Locked

Team	Left	Joined	From	Kind
8032:105644:FL:2026-09-14	Sep 14, 2026	Sep 8, 2026	LUTZ, FL	Firm change

Relationships

Registered with (3)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Sep 8, 2026 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: current employment
Aug 18, 2004 to presentfactForm ADV
→ A•••••• A••••••• S•••••••Registered adviserregistration: previous registration
Nov 2, 1995 to Dec 13, 2004factForm ADV

Dated events

Occurred
Sep 14, 2026
Advisor changed firm
C•••••••• J••• M••••• left C••••••••• F•••••••• N•••••• for C••••• I••••••••• A••••••• L•• (registered 2026-09-08)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:74731d53-3d5c-a391-d3e3-6a2cdf7a61c7
First observed: Nov 2, 1995
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.