DFX Intelligence

A••••••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

A••••••• M•••••••••

A••••••• M••••••••• LLC, CRD 304606

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Search this name across graphsid dfx:ria:7475137e-1a99-b3a6-2026-d765614321e4

Data as of Apr 3, 2020 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 1
On other graphs: 0
Observed: Jul 8, 2019 to Apr 3, 2020
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $8.0M••• Locked
Discretionary RAUM: $8.0M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 1
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
E•••••••• Y•••••	CEO & CCO	E	yes	05/2019	Jul 8, 2019	Apr 3, 2020

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Apr 3, 2020	$8.0M	$8.0M	1	1	0	n/a	n/a

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$8.0M	n/a	n/a	n/a	n/a	1	n/a	0	n/a

Relationships

Controls (1)

← E•••••••• Y•••••OwnerCEO & CCO, ownership code E, individual
Jul 8, 2019 to presentfactForm ADV

Dated events

Occurred
Jul 8, 2019
First Form ADV filing
A••••••• M••••••••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7475137e-1a99-b3a6-2026-d765614321e4
First observed: Jul 8, 2019
Last observed: Apr 3, 2020 78 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.