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CRD 139011
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BREGMAN, STEVEN | ELECTED MANAGER | F | yes | 04/2011 | Mar 30, 2012 | Mar 29, 2019 |
| BREGMAN, STEVEN | PRESIDENT AND ELECTED MANAGER | Na | yes | 04/2011 | Mar 30, 2012 | Mar 29, 2019 |
| DOYLE, LAWRENCE, PATRICK | ELECTED MANAGER | F | yes | 04/2011 | Mar 30, 2012 | Mar 29, 2019 |
| DOYLE, LAWRENCE, PATRICK | ELECTED MANAGER | Na | yes | 05/2000 | Mar 30, 2012 | Mar 29, 2019 |
| DOYLE, PETER, BRENDAN | ELECTED MANAGER | F | yes | 04/2011 | Mar 30, 2012 | Mar 29, 2019 |
| DOYLE, PETER, BRENDAN | MANAGING DIRECTOR AND ELECTED MANAGER | Na | yes | 05/2000 | Mar 30, 2012 | Mar 29, 2019 |
| EWING, THOMAS, CRIMMINS | ELECTED MANAGER | Na | yes | 04/2011 | Mar 30, 2012 | Mar 29, 2019 |
| EWING, THOMAS, CRIMMINS | ELECTED MANAGER | F | yes | 04/2011 | Mar 30, 2012 | Mar 29, 2019 |
| GRIMALDI, RUSSELL, WAYNE | CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | Na | yes | 01/2017 | Jan 25, 2017 | Mar 29, 2019 |
| HORIZON COMMON INC | Owner | C | yes | 04/2011 | Mar 30, 2012 | Mar 29, 2019 |
| HORIZON KINETICS LLC | Owner | E | yes | 04/2011 | Mar 30, 2012 | Mar 29, 2019 |
| KESSLEN, JAY, HARRIS | ELECTED MANAGER | F | yes | 04/2011 | Mar 30, 2012 | Mar 29, 2019 |
| KESSLEN, JAY, HARRIS | GENERAL COUNSEL, MANAGING DIRECTOR, ELECTED MANAGER AND SECRETARY | Na | yes | 08/2006 | Mar 30, 2012 | Mar 29, 2019 |
| KINETICS COMMON INC | Owner | C | yes | 04/2011 | Mar 30, 2012 | Mar 29, 2019 |
| POLYAKOV, LEONID | CHIEF FINANCIAL OFFICER AND ELECTED MANAGER | Na | yes | 05/2000 | Mar 30, 2012 | Mar 29, 2019 |
| POLYAKOV, LEONID | ELECTED MANAGER | F | yes | 04/2011 | Mar 30, 2012 | Mar 29, 2019 |
| ROSS, HUGH, MICHAEL | CHIEF OPERATING OFFICER, MANAGING DIRECTOR, ELECTED MANAGER AND SECRETARY | Na | yes | 04/2011 | Mar 30, 2012 | Mar 29, 2019 |
| ROSS, HUGH, MICHAEL | ELECTED MANAGER | F | yes | 04/2011 | Mar 30, 2012 | Mar 29, 2019 |
| STAHL, MURRAY | CHAIRMAN, CHIEF EXECUTIVE OFFICER, AND CHIEF INVESTMENT OFFICER | Na | yes | 04/2011 | Mar 30, 2012 | Mar 29, 2019 |
| STAHL, MURRAY | CHAIRMAN OF THE BOARD OF MANAGERS AND ELECTED MANAGER | F | yes | 04/2011 | Mar 30, 2012 | Mar 29, 2019 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| HORIZON ASSET MANAGEMENT LLC | n/a | Mixed wealth | $9.6B | N | yes | n/a |
| KINETICS ASSET MANAGEMENT LLC | n/a | Former SEC adviser | $1.5B | N | yes | n/a |
| KBD SECURITIES, LLC | n/a | n/a | n/a | N | yes | n/a |
| KINETICS FUNDS DISTRIBUTOR LLC | n/a | n/a | n/a | N | yes | n/a |
| MSRH, LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Charlotte | Nc | United States | 2 | no |
| Summit | Nj | United States | 1 | no |
| WHITE PLAINS | NY | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2018 | Mar 29, 2019 | $76.7M | $76.7M | 83 | 18 | 3 | 5 | $80.0M |
| 2017 | Mar 29, 2018 | $201M | $201M | 79 | 18 | 3 | 5 | $217M |
| 2016 | Mar 29, 2017 | $67.9M | $67.9M | 80 | 18 | n/a | 5 | $67.9M |
| 2015 | Mar 30, 2016 | $54.0M | $54.0M | 82 | 18 | n/a | 5 | $56.8M |
| 2014 | Mar 31, 2015 | $202M | $202M | 81 | 21 | n/a | 5 | $225M |
| 2013 | Apr 2, 2014 | $230M | $230M | 81 | 21 | n/a | 5 | $227M |
| 2012 | Mar 28, 2013 | $104M | $104M | 81 | 21 | n/a | 5 | $101M |
| 2011 | Mar 30, 2012 | $164M | $164M | n/a | n/a | n/a | 5 | $158M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2018 | $76.7M | $201M | -61.8% | $54.0M | 12.4% | 83 | 79 | 3 | 3 |