DFX Intelligence

U•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

U•••••• M••••••••• L••

CRD 157251

NEW YORK, NY

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Search this name across graphsid dfx:ria:748a7e28-ed32-0ae1-8812-56285cb54aac

Data as of Mar 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 0
On other graphs: 4
Observed: Feb 13, 2012 to Mar 13, 2026
20 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

U•••••• M••••••••• L••

Family office · shared crd

Independent Sponsorsidentity

U•••••• M••••••••• L••

Capital provider to sponsors · shared crd

Private Equityidentity

U•••••• M••••••••• L••

Private equity manager · shared crd

Real Estate Fundsidentity

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $1.4B••• Locked
Discretionary RAUM: $1.4B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 23

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
U•••••• P•••••••• L•••	Hedge Fund	$1.2B	Mar 29, 2024	34	Feb 13, 2012	reported	n/a
U•••••• P••••••• D••••••••• I••••••••• L•••	Private Equity Fund	$289M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
J••••• N••• L••	Member	E	yes	01/2018	Apr 30, 2018	Mar 29, 2024
N•••• J•••••	Member	E	yes	01/2018	Feb 13, 2012	Mar 29, 2024
N•••• J•••••

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
J•• T•••• C••••••	n/a	n/a	n/a	N	yes	n/a
J••••• N••• L••	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.4B	$1.5B	-7.9%	$1.6B	-2.9%	23	24	0	0

Relationships

Advises (4)

→ U•••••• P••••••• D••••••••• I••••••••• L•••Private fundPrivate Equity Fund, IA
Feb 13, 2012 to presentfactForm ADV
→ U•••••• P•••••••• L•••Private fundHedge Fund, IA
Feb 13, 2012 to presentfactForm ADV
→ U•••••• O••••••• F•••• L•••Private fundHedge Fund, IA
Feb 13, 2012 to presentfactForm ADV
→ U•••••• R••• E••••• P•••••••• L•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:748a7e28-ed32-0ae1-8812-56285cb54aac
First observed: Feb 13, 2012
Last observed: Mar 13, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.