DFX Intelligence

T••••• D••• B•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

T••••• D••• B•••••••

Advisor at R•••••• P• S•••••••• A••••••••• I•••

AUSTIN, TX

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Search this name across graphsid dfx:ria:74975bfd-5a76-a77b-58b8-030e278c3cec

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Sep 17, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• P• S•••••••• A••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• P• S•••••••• A••••••••• I•••	Independent wealth	May 9, 2023	n/a	yes	AUSTIN, TX	Current employment
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Jun 3, 2022	Apr 26, 2023	no	AUSTIN, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• A••••••• S•••••••• L••	R•••••• P• S•••••••• A••••••••• I•••	Apr 26, 2023	May 9, 2023	13	Firm change	Ibd to RIA
W••••••• C••••••	K••••• A••••••• S•••••••• L••	May 17, 2022	Jun 3, 2022

Relationships

Registered with (5)

→ R•••••• P• S•••••••• A••••••••• I•••Registered adviserregistration: current employment
May 9, 2023 to presentfactForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Jun 3, 2022 to Apr 26, 2023factForm ADV
→ W••••••• C••••••Registered adviserregistration: previous registration
Sep 3, 2020 to May 17, 2022factForm ADV
→ L•• F•••••••• L••

Dated events

Occurred
Apr 26, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
May 17, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:74975bfd-5a76-a77b-58b8-030e278c3cec
First observed: Sep 17, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.