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CRD 109395
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| KROCHMAL, STEPHEN, GLENN | MANAGER & CHIEF COMPLIANCE OFFICER | E | yes | 02/1996 | Feb 16, 2012 | Feb 1, 2021 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2020 | Feb 1, 2021 | $119M | $119M | 1 | 1 | 0 | n/a | n/a |
| 2019 | Jan 23, 2020 | $155M | $155M | 1 | 1 | 0 | n/a | n/a |
| 2018 | Jan 17, 2019 | $130M | $130M | 1 | 1 | 0 | n/a | n/a |
| 2017 | Feb 12, 2018 | $147M | $147M | 1 | 1 | 0 | n/a | n/a |
| 2016 | Jan 18, 2017 | $135M | $135M | 1 | 1 | n/a | n/a | n/a |
| 2015 | Jan 22, 2016 | $128M | $128M | 1 | 1 | n/a | n/a | n/a |
| 2014 | Jan 23, 2015 | $132M | $132M | 1 | 1 | n/a | n/a | n/a |
| 2013 | Feb 6, 2014 | $127M | $127M | 1 | 1 | n/a | n/a | n/a |
| 2012 | Jan 28, 2013 | $114M | $114M | 1 | 1 | n/a | n/a | n/a |
| 2011 | Feb 16, 2012 | $99.0M | $99.0M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2020 | $119M | $155M | -23.3% | $147M | -6.9% | 1 | 1 | 0 | 0 |