DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Tulsa, OK
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Jul 31, 2019 | n/a | yes | Tulsa, OK | Current employment |
| P••••••• F•••••••• S•••••••• I••• | Bd affiliated wealth | Oct 24, 2014 | Jul 31, 2019 | no | Tulsa, OK|DALLAS, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P••••••• F•••••••• S•••••••• I••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Jul 31, 2019 | Jul 31, 2019 | 0 | Firm change | RIA to ibd |
| P••••••• C•••••• A•••••••• I••• | P••••••• F•••••••• S•••••••• I••• | Oct 29, 2014 | Oct 24, 2014 |
| P••••••• C•••••• A•••••••• I••• | Former SEC adviser | May 24, 2013 | Oct 29, 2014 | no | OKLAHOMA CITY, OK | Previous registration |
| E••••• J•••• | National bd RIA | Jun 17, 2008 | May 31, 2013 | no | COLLINSVILLE, OK|TULSA, OK | Previous registration |
| -5 |
| Firm change |
| Other |
| E••••• J•••• | P••••••• C•••••• A•••••••• I••• | May 31, 2013 | May 24, 2013 | -7 | Firm change | Other |