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A••••• D•••••• H•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

A••••• D•••••• H•••••••

Advisor at D•••• I••••••••• M••••••••• L••

San Francisco, CA

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Search this name across graphsid dfx:ria:74a13c26-f06b-4ee1-809e-9b2deaa6d931

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 3, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••• I••••••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 13, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•••• I••••••••• M••••••••• L••	Independent wealth	Apr 6, 2009	n/a	yes	San Francisco, CA	Current employment
U• C•••••• G••••• W••••• M••••••••• L••	n/a	Sep 23, 2016	Sep 20, 2018	no	San Francisco, CA\|San Francisco, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U• C•••••• G••••• W••••• M••••••••• L••	n/a	Sep 20, 2018	n/a	n/a	Departure no registered destination	Departure
D•••• F•••• C••••••• L••	D•••• I••••••••• M••••••••• L••	May 5, 2009	Apr 6, 2009	-29

Relationships

Registered with (3)

→ D•••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
Apr 6, 2009 to presentfactForm ADV
→ U• C•••••• G••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Sep 23, 2016 to Sep 20, 2018factForm ADV
→ D•••• F•••• C••••••• L••Registered adviserregistration: previous registration
May 3, 2006 to May 5, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:74a13c26-f06b-4ee1-809e-9b2deaa6d931
First observed: May 3, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.