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Reading the graph
Advisor at OPPENHEIMER & CO. INC.
CLEARWATER, FL | NORTH PALM BEACH, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OPPENHEIMER & CO. INC. | Bd affiliated wealth | Feb 18, 2022 | n/a | yes | NORTH PALM BEACH, FL|CLEARWATER, FL | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Feb 23, 2022 | no | West Palm Beach, FL|CLEARWATER, FL | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Apr 7, 1992 | Jun 1, 2009 | no | WEST PALM BEACH, FL|WEST PALM BEACH, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | OPPENHEIMER & CO. INC. | Feb 23, 2022 | Feb 18, 2022 | -5 | Firm change | Wirehouse to ibd |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |