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Advisor at ANCHOR BAY CAPITAL, INC.
Carlsbad, CA | CARLSBAD, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ANCHOR BAY CAPITAL, INC. | Independent wealth | Dec 20, 2024 | n/a | yes | CARLSBAD, CA | Current employment |
| ANCHOR BAY PRIVATE WEALTH LLC | Independent wealth | Mar 4, 2024 | n/a | yes | Carlsbad, CA | Current employment |
| PRUCO SECURITIES, LLC | No RAUM reported | Oct 19, 2021 | Jun 17, 2022 | no | SAN DIEGO, CA|SAN DIEGO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRUCO SECURITIES, LLC | ANCHOR BAY PRIVATE WEALTH LLC | Jun 17, 2022 | Mar 4, 2024 | 626 | Firm change after gap | Ibd to new firm |