DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at CETERA INVESTMENT ADVISERS LLC
Moline, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jun 29, 2023 | n/a | yes | Moline, IL | Current employment |
| AUSDAL FINANCIAL PARTNERS, INC. | Independent wealth | Jul 3, 2017 | Nov 29, 2021 | no | DAVENPORT, IA | Previous registration |
| AUSDAL FINANCIAL PARTNERS, INC. | Independent wealth | Mar 23, 2015 | Jul 13, 2016 | no | DAVENPORT, IA | Previous registration |
| WADDELL & REED | Former SEC adviser | Sep 26, 2012 | Aug 26, 2013 | no | DAVENPORT, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AUSDAL FINANCIAL PARTNERS, INC. | CETERA INVESTMENT ADVISERS LLC | Nov 29, 2021 | Jun 29, 2023 | 577 | Firm change after gap | RIA to ibd |
| WADDELL & REED | AUSDAL FINANCIAL PARTNERS, INC. | Aug 26, 2013 | Mar 23, 2015 | 574 | Firm change after gap | Other |