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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

MATTHEW JAMES WUNDER

Advisor at RBC CAPITAL MARKETS, LLC

Vienna, VA | Haymarket, VA | Warrenton, VA | WINCHESTER, VA | Roanoke, VA

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Search this name across graphsid dfx:ria:74b91259-1e9e-83ad-cb46-e93c57ba5ae9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Apr 8, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RBC CAPITAL MARKETS, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 5, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Apr 5, 2004
First registration: Apr 8, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 4580982

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RBC CAPITAL MARKETS, LLC	National bd RIA	Jul 31, 2017	n/a	yes	WINCHESTER, VA\|Warrenton, VA\|Roanoke, VA\|Vienna, VA\|Haymarket, VA	Current employment
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Dec 4, 2015	Aug 3, 2017	no	WASHINGTON, DC	Previous registration
BARCLAYS CAPITAL INC.	Former SEC adviser	Jul 16, 2012	Dec 4, 2015	no	WASHINGTON, DC\|NEW YORK, NY	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jul 17, 2012	no	Washington, DC\|POTOMAC, MD\|WASHINGTON, DC\|WASHINGTON, DC	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Feb 21, 2006	Jun 1, 2009	no	WASHINGTON, DC\|NEW YORK, NY\|WASHINGTON, DC	Previous registration
LEGG MASON WOOD WALKER, INCORPORATED	n/a	Apr 8, 2004	Feb 21, 2006	no	WASHINGTON, DC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STIFEL, NICOLAUS & COMPANY, INCORPORATED	RBC CAPITAL MARKETS, LLC	Aug 3, 2017	Jul 31, 2017	-3	Firm change	Ibd to ibd
BARCLAYS CAPITAL INC.	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Dec 4, 2015	Dec 4, 2015	0	Bulk transfer	Other
MORGAN STANLEY	BARCLAYS CAPITAL INC.	Jul 17, 2012	Jul 16, 2012	-1	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
LEGG MASON WOOD WALKER, INCORPORATED	CITIGROUP GLOBAL MARKETS INC.	Feb 21, 2006	Feb 21, 2006	0	Bulk transfer	Other

Relationships

Registered with (6)

→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: current employment
Jul 31, 2017 to presentfactForm ADV
→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: previous registration
Dec 4, 2015 to Aug 3, 2017factForm ADV
→ BARCLAYS CAPITAL INC.Registered adviserregistration: previous registration
Jul 16, 2012 to Dec 4, 2015factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jul 17, 2012factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Feb 21, 2006 to Jun 1, 2009factForm ADV
→ LEGG MASON WOOD WALKER, INCORPORATEDRegistered adviserregistration: previous registration
Apr 8, 2004 to Feb 21, 2006factForm ADV

Dated events

No dated event names this entity yet.