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Advisor at LEXAURUM ADVISORS
OVERLAND PARK, KS | Washington, DC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LEXAURUM ADVISORS | Independent wealth | Jan 1, 2025 | n/a | yes | Washington, DC|OVERLAND PARK, KS | Current employment |
| SUMMIT FINANCIAL GROUP INC | Former SEC adviser | Jun 26, 2017 | Apr 20, 2021 | no | WASHINGTON, DC | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Feb 23, 2006 | Mar 4, 2015 | no | MC LEAN, VA|MC LEAN, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SUMMIT FINANCIAL GROUP INC | LEXAURUM ADVISORS | Apr 20, 2021 | Jan 1, 2025 | 1,352 | Firm change after gap | Ibd to RIA |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | SUMMIT FINANCIAL GROUP INC | Mar 4, 2015 | Jun 26, 2017 | 845 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 109485:283653:DC:2021-04-20 | Apr 20, 2021 | Jan 1, 2025 | WASHINGTON, DC | Firm change after gap |