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W•••••• P•••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

W•••••• P•••••• M•••••••

Advisor at L•• F•••••••• L••

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Search this name across graphsid dfx:ria:74ca32b7-4feb-da34-c5bc-a4d8ddd9cce8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 16, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Feb 14, 2018	n/a	yes	DUNMORE, PA\|SCRANTON, PA\|SCRANTON, PA\|PITTSTON, PA\|MOOSIC, PA\|PECKVILLE, PA\|DALLAS, PA\|SCRANTON, PA\|CLARKS SUMMIT, PA	Current employment
I••••• F•••••••• C•••••••••	Former SEC adviser	May 8, 2007	Feb 16, 2018

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
I••••• F•••••••• C•••••••••	L•• F•••••••• L••	Feb 16, 2018	Feb 14, 2018	-2	Bulk transfer	Other
P••• A•••••••• I•••	I••••• F•••••••• C•••••••••	May 8, 2007

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Feb 14, 2018 to presentfactForm ADV
→ I••••• F•••••••• C•••••••••Registered adviserregistration: previous registration
May 8, 2007 to Feb 16, 2018factForm ADV
→ P••• A•••••••• I•••Registered adviserregistration: previous registration
Dec 14, 2006 to May 8, 2007factForm ADV
→ V••••• A•••• M••••••••• I••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:74ca32b7-4feb-da34-c5bc-a4d8ddd9cce8
First observed: Sep 16, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.