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Advisor at WELLS FARGO ADVISORS
SAVANNAH, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jul 27, 2021 | n/a | yes | SAVANNAH, GA | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jun 1, 2017 | Oct 30, 2018 | no | Purchase, NY|Purchase, NY | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Apr 1, 2003 | Jul 7, 2004 | no | GREAT NECK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | WELLS FARGO ADVISORS | Oct 30, 2018 | Jul 27, 2021 | 1,001 | Firm change after gap | Wirehouse to wirehouse |
| CHARLES SCHWAB & CO., INC. | UBS FINANCIAL SERVICES INC. | Jul 7, 2004 | Jun 1, 2017 | 4,712 | Firm change after gap | Ibd to wirehouse |