This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$433MItem 5.F on the latest filing (2023-12-22); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$433M

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

3

Advisory employees

1

Offices

0Schedule D 1.F, beyond the principal office

Accounts

1

Custody, client assets

$433M

SEC number

801-128778

CRD

327524

Filings on the tape

2

First filed

Aug 23, 2023

Latest filed

Dec 22, 2023

Organised

Corporation, Connecticut

• Occurred

  Aug 23, 2023
  First Form ADV filing

  Toscafund Us Ltd. filed its initial SEC registration (Form ADV)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:74d7bc71-881d-785e-cab1-5bab962d4b81

First observed

Aug 23, 2023

Last observed

Dec 22, 2023 33 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.