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Advisor at STONEX ADVISORS INC.
BIRMINGHAM, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STONEX ADVISORS INC. | Bd affiliated wealth | Dec 6, 2019 | n/a | yes | BIRMINGHAM, AL | Current employment |
| QUEST CAPITAL STRATEGIES, INC. | Former SEC adviser | Jan 4, 2019 | Dec 6, 2019 | no | LAGUNA HILLS, CA|LAGUNA HILLS, CA|GROSSE POINTE WOODS, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| QUEST CAPITAL STRATEGIES, INC. | STONEX ADVISORS INC. | Dec 6, 2019 | Dec 6, 2019 | 0 | Bulk transfer | RIA to ibd |