DFX Intelligence

D••••• R•••••• L••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner30 years in industry

D••••• R•••••• L••••••••

Advisor at W••••••••• W••••• M•••••••••

W•••••••••, OH

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Search this name across graphsid dfx:ria:74dfab49-a027-f9fb-b2ec-50c7edba4a02

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 1, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 21, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• W••••• M•••••••••	Independent wealth	Apr 30, 2021	n/a	yes	W•••••••••, OH	Current employment
B••••••• F• E•••••• • C••••••• I•••••••••	Bd affiliated wealth	Mar 26, 2012	May 4, 2021	no	ST. LOUIS, MO\|MENTOR, OH\|COLUMBUS, OH\|ST. LOUIS, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••• F• E•••••• • C••••••• I•••••••••	W••••••••• W••••• M•••••••••	May 4, 2021	Apr 30, 2021	-4	Firm change	Ibd to new firm
W•••• F•••• A•••••••	B••••••• F• E•••••• • C••••••• I•••••••••	Mar 26, 2012	Mar 26, 2012

Relationships

Registered with (4)

→ W••••••••• W••••• M•••••••••Registered adviserregistration: current employment
Apr 30, 2021 to presentfactForm ADV
→ B••••••• F• E•••••• • C••••••• I•••••••••Registered adviserregistration: previous registration
Mar 26, 2012 to May 4, 2021factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 1, 2008 to Mar 26, 2012factForm ADV
→ A• G• E•••••• • S•••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:74dfab49-a027-f9fb-b2ec-50c7edba4a02
First observed: Jan 1, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.