DFX Intelligence

T•• T••• C•••••• P•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

T•• T••• C•••••• P•••••••• L••

CRD 144546

SAN F••••••CO, CA

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Search this name across graphsid dfx:ria:74e7be73-5dc3-0628-74bc-ef120593ec30

Data as of May 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 81
Dated events: 7
On other graphs: 3
Observed: Feb 3, 2012 to May 13, 2026
40 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

T•• T••• C•••••• P•••••••• L••

Venture manager · shared crd

Independent Sponsorsidentity

T•• T••• C•••••• P•••••••• L••

Capital provider to sponsors · shared crd

Private Equityidentity

T•• T••• C•••••• P•••••••• L••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $7.3B••• Locked
Discretionary RAUM: $6.7B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 41

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
T•• T••• V•••••• C•••••• V••• L•••	Private Equity Fund	$664M	May 10, 2024	7	Apr 1, 2015	reported	021-224842
T•• T••• V•••••• C•••••• V•••• L•••	Private Equity Fund	$569M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••••• J••••••• L••	DIRECTOR, EXECUTIVE OFFICER AND MEMBER (COMMON CLASS)	B	yes	01/2014	Mar 26, 2014	May 10, 2024
B••••••••• P•••••• ••••	CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER	Na	yes	06/2020	Aug 7, 2020	May 10, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S•• G•• L•••	n/a	n/a	n/a	Y	yes	n/a
T•• T••• A•••• 2• M••••••••• L••	n/a	n/a	n/a	Y	yes	n/a
T•• T••• B•• V•••••• 2••• M••••••••• L••	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Boston	Ma	United States	2	no
London	n/a	United Kingdom	2	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$7.3B	$7.0B	3.9%	$7.9B	-2.6%	41	47	2	2

Relationships

showing 80 of 81

Advises (43)

→ T•• T••• V•••••• C•••••• V•• L•••Private fundPrivate Equity Fund, IA
Mar 26, 2013 to presentfactForm ADV
→ T••• C•••••••• FUND X, L.P.Private fundPrivate Equity Fund, IA
Mar 31, 2023 to presentfactForm ADV
→ T•• T••• V•••••• V••••••• F••• 4• L•••Private fundPrivate Equity Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ T•• T••• S•••••••• I••••••••• F•••• L•••

Dated events

Occurred
Mar 31, 2022
Regulatory AUM changed
T•• T••• C•••••• P•••••••• L•• reported RAUM $8.1B, up 58% from $5.1B (2021-04-30 to 2022-03-31)
Form ADVobserved 7 days ago
$3.0B
Occurred
Mar 31, 2021
Regulatory AUM changed
T•• T••• C•••••• P•••••••• L•• reported RAUM $5.1B, down 31% from $7.5B (2020-08-07 to 2021-03-31)
Form ADVobserved 7 days ago
$-2.4B
Occurred
Mar 31, 2021
Control person joined
Michael Sean Engel (Executive Officer And Member (Common Class)) appeared on Schedule A of T•• T••• C•••••• P•••••••• L••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:74e7be73-5dc3-0628-74bc-ef120593ec30
First observed: Feb 3, 2012
Last observed: May 13, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Controls (26)

← Y•••• D••••• A•••••OwnerDIRECTOR, EXECUTIVE OFFICER AND MEMBER (COMMON CLASS), ownership code B, individual
Feb 3, 2012 to May 10, 2024factForm ADV
← F••••••••• E•••• T••••••OwnerEXECUTIVE OFFICER AND MEMBER (COMMON CLASS), ownership code B, individual
Nov 4, 2019 to May 10, 2024factForm ADV
← H••••••••• E••••••••• B••••OwnerMEMBER, ownership code C, individual
Feb 3, 2012 to May 10, 2024factForm ADV
← A••••••••• J••••••• L••OwnerDIRECTOR, EXECUTIVE OFFICER AND MEMBER (COMMON CLASS), ownership code B, individual
Mar 26, 2014 to May 10, 2024factForm ADV
← S•••• M•••• S•••OwnerTRUSTEE, ownership code F, individual
Feb 3, 2012 to May 10, 2024factForm ADV
← T•••••• G••••• A•••••OwnerDIRECTOR, EXECUTIVE OFFICER AND MEMBER (COMMON CLASS), ownership code B, individual
Mar 25, 2016 to May 10, 2024factForm ADV
← E•• R•••••• J••••OwnerMEMBER, ownership code C, individual
Feb 3, 2012 to May 10, 2024factForm ADV
← W•••••• S•••• C••••••OwnerMEMBER, ownership code C, individual
Feb 3, 2012 to May 10, 2024factForm ADV
← D••••••• D••••• P••••••OwnerDIRECTOR, ownership code NA, individual
May 30, 2017 to May 10, 2024factForm ADV
← M••••••••• J•••• C••••••OwnerMANAGING DIRECTOR, ownership code F, individual
Feb 3, 2012 to May 10, 2024factForm ADV
← D•••••• K••••• E•••OwnerMANAGING MEMBER, ownership code F, individual
Feb 3, 2012 to May 10, 2024factForm ADV
← S••••••••• J••••• M••••••OwnerMANAGING MEMBER, ownership code F, individual
Feb 3, 2012 to May 10, 2024factForm ADV
← S•••• J•••• F••••••OwnerSHAREHOLDER/TRUSTEE, ownership code C, individual
Feb 3, 2012 to May 10, 2024factForm ADV
← S•••• P••••• O•••OwnerSHAREHOLDER/TRUSTEE, ownership code C, individual
Feb 3, 2012 to May 10, 2024factForm ADV
← W•••••• A•••• E•OwnerMEMBER, ownership code C, individual
Feb 3, 2012 to May 10, 2024factForm ADV
← S•••• D••••••• B••••••OwnerSHAREHOLDER/TRUSTEE, ownership code C, individual
Feb 3, 2012 to May 10, 2024factForm ADV
← S•••• C••••••• H•••OwnerSHAREHOLDER/TRUSTEE, ownership code C, individual
Feb 3, 2012 to May 10, 2024factForm ADV
← B••••••••• P•••••• ••••OwnerCHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER, ownership code NA, individual
Aug 7, 2020 to May 10, 2024factForm ADV
← T••• R•••• W•••••OwnerMEMBER, ownership code C, individual
Mar 28, 2019 to May 10, 2024factForm ADV
← E••••• S•••• M••••••OwnerEXECUTIVE OFFICER AND MEMBER (COMMON CLASS), ownership code B, individual
Mar 31, 2021 to May 10, 2024factForm ADV
← S••• D••••••••• I••••••••• I•••OwnerSHAREHOLDER, ownership code C, domestic entity
Feb 3, 2012 to May 10, 2024factForm ADV
← S••• V••••••• O••••••••• F••• B• L••OwnerMEMBER (PREFERRED CLASS), ownership code E, domestic entity
Feb 3, 2012 to May 10, 2024factForm ADV
← S••• V••••••• O••••••••• F•••• L•OwnerMEMBER, ownership code E, domestic entity
Feb 3, 2012 to May 10, 2024factForm ADV
← S••• V•••••••• L••OwnerMEMBER, ownership code C, domestic entity
Feb 3, 2012 to May 10, 2024factForm ADV
← S••••••••• T•••• U•• E••••• • E•• S••• R•••••••• T••••OwnerSHAREHOLDER, ownership code C, domestic entity
Mar 26, 2013 to May 10, 2024factForm ADV
← S•• G•• L••OwnerGENERAL PARTNER, ownership code E, domestic entity
Feb 3, 2012 to May 10, 2024factForm ADV