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Advisor at ALLSTATE FINANCIAL ADVISORS, LLC
Hockessin, DE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALLSTATE FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Jun 28, 2012 | n/a | yes | Hockessin, DE | Current employment |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Mar 12, 2009 | Jul 8, 2010 | no | NEWARK, DE | Previous registration |
| FERRIS, BAKER WATTS, LLC | n/a | Feb 22, 2006 | Mar 5, 2009 | no | WILMINGTON, DE|WILMINGTON, DE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURIAN FINANCIAL SERVICES, INC. | ALLSTATE FINANCIAL ADVISORS, LLC | Jul 8, 2010 | Jun 28, 2012 | 721 | Firm change after gap | Other |
| FERRIS, BAKER WATTS, LLC | SECURIAN FINANCIAL SERVICES, INC. | Mar 5, 2009 | Mar 12, 2009 | 7 | Firm change | Other |