Q••• L•

Advisor at C•••••••• G••••• M•••••• I•••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:74f661d8-a394-36f5-a755-82ade7219b4a

Data as of Sep 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 2
On other graphs: 0
Observed: Jun 1, 2014 to Sep 19, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• G••••• M•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Current registrations: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Sep 18, 2026	n/a	yes	Palo Alto, CA	Current employment
C•••••••• G••••• M•••••• I•••	Bd affiliated wealth	Jan 29, 2026	n/a	yes	SAN JOSE, CA\|San Francisco, CA\|San Jose, CA	Current employment

Relationships

Registered with (1)

→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: current employment
Jan 29, 2026 to presentfactForm ADV

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Show 2 bookkeeping events

Occurred
Sep 18, 2026
Q••• L• added a CA registration at J••• M••••• S••••••••• L••
Occurred
Sep 18, 2026
Q••• L• added a TX registration at J••• M••••• S••••••••• L••

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:74f661d8-a394-36f5-a755-82ade7219b4a
First observed: Jun 1, 2014
Last observed: Sep 19, 2026 3 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.